4/A//SEC Filing
LASHLEY RICHARD J 4/A
Accession 0001204241-25-000005
CIK 0001169770other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 5:58 PM ET
Size
11.4 KB
Accession
0001204241-25-000005
Insider Transaction Report
Form 4/AAmended
LASHLEY RICHARD J
Director
Transactions
- Gift
Common Stock
2025-09-17+29,825→ 29,825 total(indirect: By Spouse) - Gift
Common Stock
2025-09-17−29,825→ 35,708 total
Holdings
- 668,939(indirect: By LLC)
Common Stock
- 10,000(indirect: By IRA)
Common Stock
- 2,280,280(indirect: By LLC)
Common Stock
- 10,000(indirect: By LLC)
Depositary Shares of Series F Preferred Stock
Footnotes (3)
- [F1]Represents a bona fide gift for no consideration from the Reporting Person to his spouse.
- [F2]Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F3]PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Documents
Issuer
BANC OF CALIFORNIA, INC.
CIK 0001169770
Entity typeother
Related Parties
1- filerCIK 0001204241
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 5:58 PM ET
- Size
- 11.4 KB