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4//SEC Filing

LE HUNG D 4

Accession 0001204348-18-000004

CIK 0000914577other

Filed

Apr 30, 8:00 PM ET

Accepted

May 1, 10:54 AM ET

Size

7.9 KB

Accession

0001204348-18-000004

Insider Transaction Report

Form 4
Period: 2018-04-30
Transactions
  • Disposition to Issuer

    Common Stock

    2018-04-30$4.19/sh800$3,3510 total
  • Disposition to Issuer

    Options

    2018-04-30$0.55/sh60,000$32,9160 total
    Exercise: $0.55From: 2016-06-02Exp: 2021-06-02Commmon Stock (60,000 underlying)
Footnotes (2)
  • [F1]On June 2, 2016, pursuant to the Company's 2014 Equity Incentive Plan, Mr. Le was granted five-year options to purchase 60,000 shares of common stock, par value $0.001 per share, that vest in four equal parts, with the options to acquire 15,000 shares vesting immediately upon the date of grant, and options to acquire 15,000 shares vesting subsequently upon each anniversary of the grant date. On each anniversary of the grant date, the exercise price increased by four percent (4%).
  • [F2]As a result of consummation of the Agreement and Plan of Merger among Trans World Corporation, FEC Overseas Investment (UK) Limited, and FEC Investment (US) Limited and Far East Consortium International Limited, all unvested options vested on April 30, 2018, were cancelled and those options whose exercise price was below $4.1886 per share (the "Per Share Merger Consideration") were paid the difference between the exercise price and the Per Share Merger Consideration, without interest and subject to any withholding taxes.

Issuer

TRANS WORLD CORP

CIK 0000914577

Entity typeother

Related Parties

1
  • filerCIK 0001204348

Filing Metadata

Form type
4
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 10:54 AM ET
Size
7.9 KB