CORNOG ROBERT A 4
4 · JOHNSON CONTROLS INC · Filed Apr 4, 2012
Insider Transaction Report
Form 4
CORNOG ROBERT A
Director
Transactions
- Award
Phantom Stock Units / Directors' Deferred Compensation Plan
2012-04-02$32.85/sh+837.139$27,500→ 133,757.619 total→ Common Stock (837.139 underlying)
Holdings
- 32,571.45
Common Stock
- 34,569.308
Phantom Stock Units / Directors Retirement Stock Plan
→ Common Stock (34,569.308 underlying)
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F4]The balance includes 729.887 phantom stock units acquired upon the reinvestment of dividends on April 3, 2012 at $32.60 per phantom stock unit.
- [F5]The balance includes 189.825 phantom stock units acquired upon the reinvestment of dividends on April 3, 2012 at $32.60 per phantom stock unit.