CORNOG ROBERT A 4
4 · JOHNSON CONTROLS INC · Filed May 29, 2012
Insider Transaction Report
Form 4
CORNOG ROBERT A
Director
Transactions
- Award
Phantom Stock Units / Directors' Deferred Compensation Plan
2012-05-23$30.84/sh+405.318$12,500→ 134,162.938 total→ Common Stock (405.318 underlying)
Holdings
- 32,754.664
Common Stock
- 34,569.308
Phantom Stock Units / Directors Retirement Stock Plan
→ Common Stock (34,569.308 underlying)
Footnotes (5)
- [F1]Includes 183.214 shares acquired upon the reinvestment of dividends on April 3, 2012 at $32 per share.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F4]The phantom stock units awarded reflect the reporting person's payment for services rendered as Lead Director during the period of January 1 through June 30, 2012.
- [F5]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.