CORNOG ROBERT A 4
4 · JOHNSON CONTROLS INC · Filed Oct 2, 2012
Insider Transaction Report
Form 4
CORNOG ROBERT A
Director
Transactions
- Award
Phantom Stock Units / Directors' Deferred Compensation Plan
2012-10-01$27.65/sh+1,220.615$33,750→ 137,500.071 total→ Common Stock (1,220.615 underlying)
Holdings
- 34,793.059
Phantom Stock Units / Directors Retirement Stock Plan
→ Common Stock (34,793.059 underlying) - 32,968.902
Common Stock
Footnotes (6)
- [F1]Includes 214.238 shares acquired via dividend reinvestment on July 3, 2012 at $27.52 per share.
- [F2]Includes 868.368 phantom stock units acquired through the reinvestment of dividends on July 3, 2012 at a price of $27.81 per phantom stock unit.
- [F3]Includes 223.750 phantom stock units acquired through the reinvestment of dividends on July 3, 2012 at a price of $27.81 per phantom stock unit.
- [F4]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F5]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F6]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.