Home/Filings/4/0001204459-07-001466
4//SEC Filing

American Lorain CORP 4

Accession 0001204459-07-001466

$PLAGCIK 0001117057operating

Filed

Sep 20, 8:00 PM ET

Accepted

Sep 21, 5:33 PM ET

Size

9.3 KB

Accession

0001204459-07-001466

Insider Transaction Report

Form 4
Period: 2007-07-17
CHEN SI
DirectorCEO and President10% Owner
Transactions
  • Conversion

    See Remarks (1) and Footnote

    2007-07-17627,8970 total
    Exercise: $66.15From: 2008-05-03Exp: 2014-05-02Common Stock (14,677,092 underlying)
  • Conversion

    See Remarks (2) and Footnote

    2007-07-17+14,677,09214,677,084 total
    Exercise: $66.15From: 2008-05-03Exp: 2014-05-02Common Stock (14,677,092 underlying)
Footnotes (1)
  • [F1]Pursuant to an Option Agreement between the Reporting Person and Mr. Hisashi Akazawa, dated May 3, 2007, the Reporting Person was granted an option to purchase 627,897 shares of the Issuer's Series B Voting Convertible Preferred Stock held by Mr. Akazawa along with any shares of Common Stock that such Series B Voting Convertible Preferred Stock may be converted into. The number of shares of Series B Voting Convertible Preferred Stock and Common Stock that such shares of Series B Voting Convertible Preferred Stock will be converted into will be adjusted for any splits, reverse splits, stock dividends or any other adjustments to the capital structure of the Issuer. On July 17, 2007, the shares of Series B Voting Convertible Preferred Stock automatically converted on the basis of 767.635 shares of Common Stock for each one share of Series B Voting Convertible Preferred Stock and all shares of Common Stock will be subject to a 1-for-32.84 reverse split by the Issuer.

Issuer

American Lorain CORP

CIK 0001117057

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001117057

Filing Metadata

Form type
4
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 5:33 PM ET
Size
9.3 KB