4//SEC Filing
CHEN SI 4
Accession 0001204459-08-002462
CIK 0001117057other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 12:19 PM ET
Size
9.7 KB
Accession
0001204459-08-002462
Insider Transaction Report
Form 4
American Lorain CORP[ALRC.OB]
CHEN SI
DirectorCEO and President10% Owner
Transactions
- Exercise Out-of-Money
Option (right to buy)
2008-12-22−14,676,815→ 0 totalExercise: $2.83From: 2007-05-03Exp: 2014-05-03→ Common Stock (14,676,815 underlying) - Exercise Out-of-Money
Common Stock
2008-12-22+14,676,815→ 14,676,815 total - Purchase
Common Stock
2008-12-22+1,631,057→ 16,307,872 total
Footnotes (2)
- [F1]Pursuant to an Option Agreement between the Reporting Person and Mr. Hisashi Akazawa, dated May 3, 2007, the Reporting Person was granted an option to purchase 627,897 shares of the Issuer's Series B Voting Convertible Preferred Stock held by Mr. Akazawa along with any shares of Common Stock that such Series B Voting Convertible Preferred Stock may be converted into. On July 17, 2007, the shares of Series B Voting Convertible Preferred Stock automatically converted on the basis of 767.635 shares of Common Stock for each one share of Series B Voting Convertible Preferred Stock and all shares of Common Stock were subsequently subject to a 1-for-32.84 reverse split by the Issuer.
- [F2]Payment of the exercise price was waived.
Documents
Issuer
American Lorain CORP
CIK 0001117057
Entity typeother
Related Parties
1- filerCIK 0001398608
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 12:19 PM ET
- Size
- 9.7 KB