|4Dec 23, 12:19 PM ET

AKAZAWA HISASHI 4

4 · American Lorain CORP · Filed Dec 23, 2008

Insider Transaction Report

Form 4
Period: 2008-12-22
Transactions
  • Sale

    Common Stock

    2008-12-221,631,0570 total
  • Exercise Out-of-Money

    Common Stock

    2008-12-2214,676,8151,631,057 total
  • Exercise Out-of-Money

    Option (right to sell)

    2008-12-2214,676,8150 total
    Exercise: $2.83From: 2007-05-03Exp: 2014-05-03Common Stock (14,676,815 underlying)
Footnotes (2)
  • [F1]Pursuant to an Option Agreement between the Reporting Person and Mr. Si Chen, dated May 3, 2007, the Reporting Person granted an option to Mr. Chen to purchase 627,897 shares of the Issuer's Series B Voting Convertible Preferred Stock held by the Reporting Person along with any shares of Common Stock that such Series B Voting Convertible Preferred Stock may be converted into. On July 17, 2007, the shares of Series B Voting Convertible Preferred Stock automatically converted on the basis of 767.635 shares of Common Stock for each one share of Series B Voting Convertible Preferred Stock and all shares of Common Stock were subsequently subject to a 1-for-32.84 reverse split by the Issuer.
  • [F2]Payment of the exercise price was waived.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT