BROUCEK JAMES S 4

4 · Citizens Community Bancorp Inc. · Filed Jan 26, 2026

AI-generated summary of this filing

Updated Jan 26, 2026

CZWI EVP/CFO James Broucek Receives 1,733-Share Award

What Happened

James S. Broucek, EVP/CFO (also Treasurer/Secretary) of Citizens Community Bancorp (CZWI), had 1,733 performance-based restricted stock units (RSUs) vest and be settled on Jan 22, 2026 at $18.52 per share, a total value of $32,095. To cover withholding taxes on the vesting, he surrendered 632 shares (disposed) at the same $18.52 price, equal to $11,705. These transactions represent an award/settlement (A) and tax withholding (F), not an open-market purchase or sale for investment purposes.

Key Details

Transaction date: 2026-01-22; Filing date: 2026-01-26 (filed within the Form 4 two-business-day window).
Award: 1,733 shares acquired at $18.52 each = $32,095 (performance RSUs vested and settled).
Tax withholding: 632 shares surrendered at $18.52 each = $11,705 (to satisfy withholding on vested restricted stock).
Footnotes: F1 — RSUs awarded Jan 19, 2023 and vested after certification of 2025 performance over a 36-month cycle; F2 — 632 shares surrendered to satisfy withholding; F3 — shares are held in the reporting person's self-directed IRA; F4 — unrelated option vesting schedule listed for context.
Shares owned after the transaction are not specified on this summary.

Context

This was a vesting/settlement of performance RSUs (award), not an open-market buy or sell. The surrender of shares to cover taxes is a routine administrative action (not a directional market trade). The RSU vesting indicates the company met the performance criteria certified by the Compensation Committee for the 2025 period.

Form 4

Period: 2026-01-22

EVP/CFO/Treasurer/Secretary

Transactions

Award
Common Stock, par value $0.01 per share
[F1]
2026-01-22$18.52/sh+1,733$32,095→ 22,728 total
Tax Payment
Common Stock, par value $0.01 per share
[F2]
2026-01-22$18.52/sh−632$11,705→ 22,096 total

Holdings

Common Stock, par value $0.01 per share
[F3]
(indirect: By IRA)
43,314
Common Stock Option (right to buy)
[F4]
Exercise: $13.60Exp: 2027-10-31→ Common Stock (8,000 underlying)
8,000

Footnotes (4)

[F1]Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSU's") awarded January 19, 2023, upon certification of performance results by the Compensation Committee based on the achievement of certain operational performance criteria for the year ended December 31, 2025, during a 36 month cumulative performance cycle.
[F2]The reporting person surrendered a total of 632 shares of the Company's common stock to satisfy the withholding taxes due upon the vesting of certain previously awarded shares of restricted stock issued under the Company's 2018 Equity Incentive Plan.
[F3]These shares are held in the reporting person's self-directed IRA.
[F4]The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.

Signature

/s/ Rebecca L. Johnson, Attorney-in-fact|2026-01-26

1 file