5//SEC Filing
BARTH JOHN M 5
Accession 0001205031-03-000005
CIK 0000053669other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 3:23 PM ET
Size
11.9 KB
Accession
0001205031-03-000005
Insider Transaction Report
Form 5
BARTH JOHN M
DirectorChairman, CEO & President
Transactions
- Deposit Into/Withdrawal From Voting Trust
Common Stock
2003-08-15+47,724→ 47,724 total(indirect: By Trust) - Deposit Into/Withdrawal From Voting Trust
Common Stock
2003-08-15−110,834→ 7,378 total - Deposit Into/Withdrawal From Voting Trust
Common Stock
2003-08-15+63,110→ 63,110 total(indirect: By Trust)
Holdings
- 13,472.48
Phantom Stock Units/LTPP
→ Common Stock (13,472.48 underlying) - 3,591.848
Phantom Stock Units/Excess 401(k) Plan-Common
→ Common Stock (3,591.848 underlying) - 4,761(indirect: By Trust)
Common Stock
- 1,229.045(indirect: By Trust)
Preferred Stock
- 4,611.264
Phantom Stock Units/Excess 401(k) Plan-Preferred
→ Common Stock (4,611.264 underlying) - 25,745.35
Phantom Stock Units/Restricted Stock Plan
→ Common Stock (25,745.35 underlying)
Footnotes (11)
- [F1]Includes 27.112 shares acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.7992 per share.
- [F10]Includes 29.448 phantom stock units acquired through the reinvestment of dividends on June 30, 2003 and September 30, 2003 at prices of $85.60 and $94.60 per phantom unit.
- [F11]Includes 50.464 phantom stock units acquired through a company match and the reinvestment of dividends on June 30, 2003 and September 30, 2003 at prices of $171.20 and $189.20 per phantom unit.
- [F2]Deposit into a family trust
- [F3]Includes 6.411 shares acquired through the reinvestment of dividends on September 30, 2003 at a price of $189.20 per share.
- [F4]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F5]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F6]Includes 51.08 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit.
- [F7]The phantom stock units were accrued under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F8]Includes 97.60 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $94.60 per phantom unit.
- [F9]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205031
Filing Metadata
- Form type
- 5
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 3:23 PM ET
- Size
- 11.9 KB