BLACK NATALIE A 4/A
4/A · JOHNSON CONTROLS INC · Filed Jul 6, 2009
Insider Transaction Report
Form 4/AAmended
BLACK NATALIE A
Director
Transactions
- Award
Phantom Stock Units/Directors' Deferred Comp Plan
2009-04-01$13.21/sh+946.253$12,500→ 38,964.893 total→ Common Stock (946.253 underlying)
Holdings
- 20,385.513
Phantom Stock Units/Directors' Retirement Stock Plan
→ Common Stock (20,385.513 underlying) - 5,292
Common Stock
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The Phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 326.233 phantom stock units acquired through the reinvestment of dividends on April 2, 2009, at a price of $15.02 per phantom stock unit. The number of phantom stock units reported as acquired in the original filing was incorrect.
- [F4]The Phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F5]Includes 174.925 phantom stock units acquired through the reinvestment of dividends on April 2, 2009, at a price of $15.02 per phantom stock unit.