BLACK NATALIE A 4
4 · JOHNSON CONTROLS INC · Filed Jul 6, 2009
Insider Transaction Report
Form 4
BLACK NATALIE A
Director
Transactions
- Award
Phantom Stock Units/Directors' Deferred Comp Plan
2009-07-01$22.75/sh+549.451$12,500→ 39,759.169 total→ Common Stock (549.451 underlying)
Holdings
- 5,292
Common Stock
- 20,513.6
Phantom Stock Units/Directors' Retirement Stock Plan
→ Common Stock (20,513.6 underlying)
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 244.825 phantom stock units acquired through the reinvestment of dividends on July 2, 2009, at a price of $20.69 per phantom stock unit.
- [F4]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F5]Includes 128.087 phantom stock units acquired through the reinvestment of dividends on July 2, 2009, at a price of $20.69 per phantom stock unit.