BLACK NATALIE A 4
4 · JOHNSON CONTROLS INC · Filed Jan 29, 2010
Insider Transaction Report
Form 4
BLACK NATALIE A
Director
Transactions
- Award
Common Stock
2010-01-27$28.99/sh+3,794$109,988→ 9,086 total
Holdings
- 20,722.241
Phantom Stock Units/Directors' Retirement Stock Plan
→ Common Stock (20,722.241 underlying) - 40,714.609
Phantom Stock Units/Directors' Deferred Comp Plan
→ Common Stock (40,714.609 underlying)
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 189.507 phantom stock units acquired through the reinvestment of dividends on January 4, 2010, at a price of $27.80 per unit.
- [F4]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F5]Includes 112.19 phantom stock units acquired through the reinvestment of dividends on January 4, 2010, at a price of $27.80 per unit.