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4//SEC Filing

NETOLICKA ROBERT 4

Accession 0001205039-03-000003

CIK 0000053669other
View on SEC.govCompany Profile

Filed

Aug 20, 8:00 PM ET

Accepted

Aug 21, 2:34 PM ET

Size

12.5 KB

Accession

0001205039-03-000003

Insider Transaction Report

Form 4
Period: 2003-08-20
JOHNSON CONTROLS INCJCI
NETOLICKA ROBERT
Vice President
Transactions
  • Sale

    Common Stock

    2003-08-20$99.03/sh−21,200$2,099,385→ 4,782 total
  • Exercise/Conversion

    Common Stock

    2003-08-20$56.84/sh+12,500$710,548→ 25,982 total
  • Exercise/Conversion

    Common Stock

    2003-08-20$58.41/sh+8,700$508,135→ 13,482 total
  • Exercise/Conversion

    Stock Option

    2003-08-20$58.41/sh−8,700$508,135→ 0 total
    Exercise: $58.41From: 2001-11-17Exp: 2009-11-17→ Common Stock (8,700 underlying)
  • Exercise/Conversion

    Stock Option

    2003-08-20$56.84/sh−12,500$710,548→ 12,500 total
    Exercise: $56.84From: 2002-11-15Exp: 2010-11-15→ Common Stock (12,500 underlying)
Holdings

  • Phantom Stock Units / Excess Benefit Plan-Common

    → Common Stock (466.963 underlying)
    466.963

  • Phantom Stock Units / LTPP

    → Common Stock (9,578.56 underlying)
    9,578.56

  • Phantom Stock Units / Excess Benefit Plan-Pref

    → Preferred Stock (630.127 underlying)
    630.127

  • Common Stock

    (indirect: By Trust)
    4,005

  • Preferred Stock

    (indirect: By Trust)
    1,154.437
Footnotes (5)
  • [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
  • [F2]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting peron's retirement.
  • [F3]Includes 2.063 phantom stock units acquired through reinvestment of dividends on 6/30/2003 at a price of $85.60 per unit. This represents the most current information provided by the trustee of the plan.
  • [F4]Includes 151.627 phantom stock units acquired through reinvestment of dividends and a company match at prices ranging from $144.88 to $171.20 per unit. This represents the most current information provided by the trustee of the plan.
  • [F5]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting peron's retirement.

Documents

1 file

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

→
Entity typeother

Related Parties

1
  • filerCIK 0001205039

Filing Metadata

Form type
4
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 2:34 PM ET
Size
12.5 KB
View on SEC.gov