4//SEC Filing
NETOLICKA ROBERT 4
Accession 0001205039-04-000001
CIK 0000053669other
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 5:35 PM ET
Size
14.6 KB
Accession
0001205039-04-000001
Insider Transaction Report
Form 4
NETOLICKA ROBERT
Vice President
Transactions
- Sale
Common Stock
2004-01-26$60.50/sh−9,636.514$583,009→ 0 total
Holdings
- 19,304.88
Phantom Stock Units / LTPP
→ Common Stock - 3,486.011
Phantom Stock Units / Excess Benefit Plan-Common
→ Common Stock - 25,000
Stock Option
Exercise: $28.42From: 2000-11-15Exp: 2002-11-15→ Common Stock (25,000 underlying) - 12,636(indirect: By Trust)
Common Stock
- 40,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (40,000 underlying)
Footnotes (16)
- [F1]Includes 36.257 shares acquired through the reinvestment of dividends on September 30, 2003, and January 2, 2004, at a price of $94.60 and $116.67 per share.
- [F10]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F11]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting peron's retirement.
- [F12]Includes 638 phantom preferred stock units which were converted to 1276 common stock units by the trustee of the plan on a ratio of 2:1.
- [F13]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of additional phantom stock units.
- [F14]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting peron's retirement.
- [F15]Includes 111.31 shares acquired through the reinvestment of dividends on September 30, 2003, and January 2, 2004, at a price of $94.60 and $116.67 per share.
- [F16]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 9615.01 additional phantom stock units.
- [F2]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 4,818.257 additional shares.
- [F3]Includes 1156 units of the preferred stock which were converted to 2312 shares of common stock on 12/31/2003 by the trustee of the plan. The administrator of the 401(k) plan elected to convert the units of preferred stock at its discretion as the plan trustee.
- [F4]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 6318 additional shares.
- [F5]The number of underlying securities is based on the stock fund balance on 1/26/2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a 1/26/2004 stock fund price of $60.90 per share.
- [F6]Option price adjusted from 56.8438 because of the 1/2/04 two-for-one stock split.
- [F7]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 12,500 additional options.
- [F8]Option price adjusted from 80.23 because of the 1/2/04 two-for-one stock split.
- [F9]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 20,000 additional options.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205039
Filing Metadata
- Form type
- 4
- Filed
- Jan 26, 7:00 PM ET
- Accepted
- Jan 27, 5:35 PM ET
- Size
- 14.6 KB