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JOHNSON CONTROLS INC·4

Nov 20, 7:48 PM ET

ROSE DARLENE 4

4 · JOHNSON CONTROLS INC · Filed Nov 20, 2003

Insider Transaction Report

Form 4
Period: 2003-11-19
JOHNSON CONTROLS INCJCI
ROSE DARLENE
Senior Vice President
Transactions
  • Award

    Stock Option

    2003-11-19$105.10/sh+4,000$420,400→ 4,000 total
    Exercise: $105.10From: 2005-11-19Exp: 2013-11-19→ Common Stock (4,000 underlying)
  • Gift

    Common Stock

    2003-10-30−37→ 7,800.388 total(indirect: By Trust)
Holdings

  • Common Stock

    (indirect: By 401(k))
    1,944

  • Phantom Stock Units/Excess Benefit Plan-Common

    → Common Stock (55.64 underlying)
    55.64

  • Common Stock

    3,891.924

  • Preferred Stock

    (indirect: By 401(k))
    621.018

  • Phantom Stock Units/Excess Benefit Plan-Preferred

    → Preferred Stock (86.117 underlying)
    86.117
Footnotes (6)
  • [F1]Includes shares acquired through the reinvestment of dividends since the reporting peron's last filing.
  • [F2]Price is not required when making a gift.
  • [F3]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
  • [F4]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
  • [F5]Includes phantom stock units acquired through the reinvestment of dividends since the reporting person's last filing.
  • [F6]The options become exercisable two years after the grant date in 50% increments on 11/19/2005 and 11/19/2006.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT