4//SEC Filing
ROSE DARLENE 4
Accession 0001205041-03-000004
CIK 0000053669other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 7:48 PM ET
Size
9.0 KB
Accession
0001205041-03-000004
Insider Transaction Report
Form 4
ROSE DARLENE
Senior Vice President
Transactions
- Award
Stock Option
2003-11-19$105.10/sh+4,000$420,400→ 4,000 totalExercise: $105.10From: 2005-11-19Exp: 2013-11-19→ Common Stock (4,000 underlying) - Gift
Common Stock
2003-10-30−37→ 7,800.388 total(indirect: By Trust)
Holdings
- 1,944(indirect: By 401(k))
Common Stock
- 55.64
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (55.64 underlying) - 3,891.924
Common Stock
- 621.018(indirect: By 401(k))
Preferred Stock
- 86.117
Phantom Stock Units/Excess Benefit Plan-Preferred
→ Preferred Stock (86.117 underlying)
Footnotes (6)
- [F1]Includes shares acquired through the reinvestment of dividends since the reporting peron's last filing.
- [F2]Price is not required when making a gift.
- [F3]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F4]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]Includes phantom stock units acquired through the reinvestment of dividends since the reporting person's last filing.
- [F6]The options become exercisable two years after the grant date in 50% increments on 11/19/2005 and 11/19/2006.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205041
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 7:48 PM ET
- Size
- 9.0 KB