4//SEC Filing
ROSE DARLENE 4
Accession 0001205041-03-000005
CIK 0000053669other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 7:03 PM ET
Size
9.3 KB
Accession
0001205041-03-000005
Insider Transaction Report
Form 4
ROSE DARLENE
Senior Vice President
Transactions
- Disposition to Issuer
Common Stock
2003-12-01$110.16/sh−2,400$264,384→ 3,891.924 total - Exercise/Conversion
Stock Option
2003-12-01$57.78/sh−2,400$138,675→ 0 totalExercise: $57.78From: 2000-11-18Exp: 2008-11-18→ Common Stock (4,000 underlying) - Exercise/Conversion
Common Stock
2003-12-01$57.78/sh+2,400$138,675→ 6,291.924 total
Holdings
- 1,944(indirect: By 401(k))
Common Stock
- 621.018(indirect: By Trust)
Preferred Stock
- 55.64
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (55.64 underlying) - 86.117
Phantom Stock Units/Excess Benefit Plan-Preferred
→ Preferred Stock (86.117 underlying) - 7,800.388(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205041
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 7:03 PM ET
- Size
- 9.3 KB