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JOHNSON CONTROLS INC·4

Dec 2, 7:03 PM ET

ROSE DARLENE 4

4 · JOHNSON CONTROLS INC · Filed Dec 2, 2003

Insider Transaction Report

Form 4
Period: 2003-12-01
JOHNSON CONTROLS INCJCI
ROSE DARLENE
Senior Vice President
Transactions
  • Disposition to Issuer

    Common Stock

    2003-12-01$110.16/sh−2,400$264,384→ 3,891.924 total
  • Exercise/Conversion

    Stock Option

    2003-12-01$57.78/sh−2,400$138,675→ 0 total
    Exercise: $57.78From: 2000-11-18Exp: 2008-11-18→ Common Stock (4,000 underlying)
  • Exercise/Conversion

    Common Stock

    2003-12-01$57.78/sh+2,400$138,675→ 6,291.924 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    1,944

  • Preferred Stock

    (indirect: By Trust)
    621.018

  • Phantom Stock Units/Excess Benefit Plan-Common

    → Common Stock (55.64 underlying)
    55.64

  • Phantom Stock Units/Excess Benefit Plan-Preferred

    → Preferred Stock (86.117 underlying)
    86.117

  • Common Stock

    (indirect: By Trust)
    7,800.388
Footnotes (2)
  • [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
  • [F2]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT