4//SEC Filing
ROSE DARLENE 4
Accession 0001205041-04-000001
CIK 0000053669other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 9:06 PM ET
Size
8.0 KB
Accession
0001205041-04-000001
Insider Transaction Report
Form 4
ROSE DARLENE
Senior Vice President
Transactions
- Tax Payment
Common Stock
2004-01-02$115.60/sh−628$72,597→ 6,530.871 total
Holdings
- 15,657.61(indirect: By Trust)
Common Stock
- 6,376(indirect: By 401(k))
Common Stock
- 456
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (456 underlying)
Footnotes (11)
- [F1]Payment of tax liability by withholding securities released from restricted period beginning at 1/2/2002 grant date.
- [F10]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F11]Includes shares of the preferred stock which were converted to common stock units at the ratio of 2:1 on 12/31/2003 by the trustee of the plan. On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of additional shares.
- [F2]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of additional shares.
- [F3]Includes 3.023 shares acquired through dividend reinvestment on 1/2/2004 with a post split price of $58.3347.
- [F4]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 7800.388 additional shares.
- [F5]Includes 56.834 shares acquired through dividend reinvestment on 1/2/2004 with a post split price of $58.3347.
- [F6]Includes 621.018 shares of the preferred stock which were converted to 1242.036 shares of common stock on 12/31/2003 by the trustee of the plan.
- [F7]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 3189.964 shares.
- [F8]The number of underlying securities is based on the stock fund balance on 1/4/2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 97% company stock and 3% money market fund. The stock account balance reflected in this report is based on a 1/4/2004 stock fund price of $59.31 per share.
- [F9]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205041
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 9:06 PM ET
- Size
- 8.0 KB