4//SEC Filing
ROSE DARLENE 4
Accession 0001205041-04-000005
CIK 0000053669other
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 11:03 AM ET
Size
19.4 KB
Accession
0001205041-04-000005
Insider Transaction Report
Form 4
ROSE DARLENE
Senior Vice President
Transactions
- Exercise/Conversion
Stock Option
2004-06-15$29.20/sh−14,000$408,845→ 0 totalExercise: $29.20From: 2001-11-17Exp: 2009-11-17→ Common Stock (14,000 underlying) - Exercise/Conversion
Common Stock
2004-06-15$29.20/sh+14,000$408,845→ 31,972.971 total(indirect: By Trust) - Tax Payment
Common Stock
2004-06-15$54.29/sh−9,677$525,364→ 22,295.971 total(indirect: By Trust)
Holdings
- 10,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (10,000 underlying) - 16,000
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (16,000 underlying) - 6,694.66(indirect: By 401(k))
Common Stock
- 4,289.862
Common Stock
- 117.484
Phantom Stock Units/Restricted Stock Dividends
→ Common Stock (117.484 underlying) - 693.784
Phantom Stock Units/Excess Benefit Plan
→ Common Stock (693.784 underlying) - 8,000
Stock Option
Exercise: $40.30From: 2004-11-20Exp: 2012-11-20→ Common Stock (8,000 underlying)
Footnotes (5)
- [F1]The number of underlying securities is based on the stock fund balance on 6/15/2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a 6/15/2004 stock fund price of $54.43 per share.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The phantom stock units were accrued through the reinvestment of dividends under the Johnson Controls Restricted Stock Plan. The units will be settled 100% in cash upon the vesting of the insider's restricted stock on January 2, 2006.
- [F4]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]On January 2, 2004, the company had a 2-for-1 stock split and the option split accordingly.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205041
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 11:03 AM ET
- Size
- 19.4 KB