4//SEC Filing
ROSE DARLENE 4
Accession 0001205041-04-000006
CIK 0000053669other
Filed
Sep 9, 8:00 PM ET
Accepted
Sep 10, 5:14 PM ET
Size
16.2 KB
Accession
0001205041-04-000006
Insider Transaction Report
Form 4
ROSE DARLENE
Senior Vice President
Transactions
- Sale
Common Stock
2004-09-10$56.00/sh−10,000$560,000→ 12,372.222 total(indirect: By Trust)
Holdings
- 4,293.217
Common Stock
- 132.732
Phantom Stock Units/Restricted Stock Dividends
→ Common Stock (132.732 underlying) - 696.709
Phantom Stock Units/Excess Benefit Plan
→ Common Stock (696.709 underlying) - 10,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (10,000 underlying) - 8,000
Stock Option
Exercise: $40.30From: 2004-11-20Exp: 2012-11-20→ Common Stock (8,000 underlying) - 6,714.44(indirect: By 401(k))
Common Stock
- 16,000
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (16,000 underlying)
Footnotes (8)
- [F1]Includes 3.355 shares of stock acquired through the reinvestment of dividends on June 30, 2004, at a price of $52.9788 per share.
- [F2]Includes 76.251 shares of stock acquired through the reinvestment of dividends on June 30, 2004, at a price of $52.9788 per share.
- [F3]The number of underlying securities is based on the stock fund balance on 9/10/2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a 9/10/2004 stock fund price of $56.56 per share.
- [F4]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F5]The phantom stock units were accrued through the reinvestment of dividends under the Johnson Controls Restricted Stock Plan. The units will be settled 100% in cash upon the vesting of the insider's restricted stock on January 2, 2006.
- [F6]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F7]Includes 15.248 phantom stock units acquired through the reinvestment of dividends on June 30, 2004, at a price of $53.38 per phantom unit.
- [F8]Includes 2.925 phantom stock units acquired through the reinvestment of dividends on June 30, 2004, at a price of $53.38 per phantom unit.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205041
Filing Metadata
- Form type
- 4
- Filed
- Sep 9, 8:00 PM ET
- Accepted
- Sep 10, 5:14 PM ET
- Size
- 16.2 KB