4//SEC Filing
JOHNSON CONTROLS INC 4
Accession 0001205041-05-000001
CIK 0000053669operating
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 7:13 PM ET
Size
20.4 KB
Accession
0001205041-05-000001
Insider Transaction Report
Form 4
ROSE DARLENE
Senior Vice President
Transactions
- Tax Payment
Common Stock
2005-06-01$56.68/sh−11,469$650,063→ 16,919.064 total(indirect: By Trust) - Exercise/Conversion
Stock Option
2005-06-01$28.42/sh−16,000$454,750→ 0 totalExercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (16,000 underlying) - Exercise/Conversion
Common Stock
2005-06-01$28.42/sh+16,000$454,750→ 28,388.064 total(indirect: By Trust)
Holdings
- 4,303.048
Common Stock
- 6,918.944(indirect: By 401(k))
Common Stock
- 850.144
Phantom Stock Units/Excess Benefit Plan
→ Common Stock (850.144 underlying) - 178.057
Phantom Stock Units/Restricted Stock Dividends
→ Common Stock (178.057 underlying) - 8,000
Stock Option
Exercise: $40.30From: 2004-11-20Exp: 2012-11-20→ Common Stock (8,000 underlying) - 10,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (10,000 underlying)
Footnotes (9)
- [F1]Includes 6.662 shares of stock acquired through the reinvestment of dividends on January 3 and March 31, 2005, at prices ranging from $55.9791 to $63.0295 per share.
- [F2]Includes 103.342 shares of stock acquired through the reinvestment of dividends on January 3 and March 31, 2005,, at prices ranging from $55.9791 to $63.0295 per share.
- [F3]The number of underlying securities is based on the stock fund balance on June 1, 2005. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a June 1, 2005, stock fund price of $56.50 per share. Balance includes dividend reinvestment and a company match in the period January-March 2005.
- [F4]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F5]The phantom stock units were accrued through the reinvestment of dividends under the Johnson Controls Restricted Stock Plan. The units will be settled 100% in cash upon the vesting of the insider's restricted stock on January 2, 2006.
- [F6]Includes 30.939 phantom stock units acquired through the reinvestment of dividends on January 3 and March 31, 2005, at prices ranging from $55.76 to $62.79 per phantom unit.
- [F7]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F8]Includes 150.676 phantom stock units acquired through the reinvestment of dividends on January 3 and March 31, 2005, and a company match corresponding to the 401(k) plan match at prices ranging from $55.76 to $62.79 per phantom unit.
- [F9]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000053669
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 7:13 PM ET
- Size
- 20.4 KB