4//SEC Filing
ROSE DARLENE 4
Accession 0001205041-06-000001
CIK 0000053669other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 9:53 PM ET
Size
22.6 KB
Accession
0001205041-06-000001
Insider Transaction Report
Form 4
ROSE DARLENE
Senior Vice President
Transactions
- Tax Payment
Common Stock
2006-01-03$74.10/sh−1,240$91,884→ 3,072.877 total - Exercise/Conversion
Phantom Stock Units/Restricted Stock Dividends
2006-01-03$74.10/sh−223.282$16,545→ 0 total→ Common Stock (223.282 underlying) - Disposition to Issuer
Common Stock
2006-01-03$74.10/sh−223.282$16,545→ 4,312.877 total - Exercise/Conversion
Common Stock
2006-01-03$74.10/sh+223.282$16,545→ 4,536.159 total - Gift
Common Stock
2005-10-31$67.59/sh−148$10,004→ 17,048.162 total(indirect: By Trust)
Holdings
- 4,312.877
Common Stock
- 17,196.162(indirect: By Trust)
Common Stock
- 6,939.674(indirect: By 401(k))
Common Stock
- 8,000
Stock Option
Exercise: $40.30From: 2004-11-20Exp: 2012-11-20→ Common Stock (8,000 underlying) - 860.597
Phantom Stock Units/Excess Benefit Plan
→ Common Stock (860.597 underlying) - 10,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (10,000 underlying)
Footnotes (9)
- [F1]Includes 9.829 shares of stock acquired through the reinvestment of dividends on September 30, 2005 and January 3, 2006, at prices ranging from $62.0622 to $72.6081 per share.
- [F2]Includes 277.098 shares of stock acquired through the reinvestment of dividends on September 30, 2005 and January 3, 2006, at prices ranging from $62.0622 to $72.6081 per share.
- [F3]The number of underlying securities is based on the stock fund balance on January 4, 2006. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a January 4, 2006, stock fund price of $75.17 per share.
- [F4]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F5]The phantom stock units were accrued through the reinvestment of dividends under the Johnson Controls Restricted Stock Plan. The units will be settled 100% in cash upon the vesting of the insider's restricted stock on January 2, 2006.
- [F6]Includes 45.228 phantom stock units acquired through the reinvestment of dividends on September 30, 2005 and January 3, 2006 at prices ranging from $62.05 to $74.10 per phantom unit.
- [F7]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F8]Includes10.453 phantom stock units acquired through the reinvestment of dividends onSeptember 30, 2005 and January 3, 2006, at prices ranging from $62.05 to $74.10 per phantom unit.
- [F9]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205041
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 9:53 PM ET
- Size
- 22.6 KB