4//SEC Filing
STARK BRIAN J 4
Accession 0001205043-03-000003
CIK 0000053669other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 4:41 PM ET
Size
8.5 KB
Accession
0001205043-03-000003
Insider Transaction Report
Form 4
STARK BRIAN J
Vice President
Transactions
- Award
Stock Option
2003-11-19$150.10/sh+30,000$4,503,000→ 30,000 totalExercise: $150.10From: 2005-11-19Exp: 2013-11-19→ Common Stock (30,000 underlying)
Holdings
- 11,858(indirect: By Trust)
Common Stock
- 1,201.455(indirect: By Trust)
Common Stock
- 10,100
Common Stock
- 1,127
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (1,127 underlying) - 722.685
Phantom Stock Units/Excess Benefit Plan-Preferred
→ Preferred Stock Series D (722.685 underlying)
Footnotes (7)
- [F1]Includes 24 shares acquired through the reinvestment of dividends on June 30, 2003 and September 30, 2003 at a price of $85.60 and $94.60 per share.
- [F2]Includes 13.455 shares acquired through the reinvestment of dividends on June 30, 2003 and September 30, 2003 at a price of $171.20 and $189.20 per share.
- [F3]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F4]The phantom sotck units were accrued under the Johnson Controls Equalization 401(k) Benefit plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]Includes 10 phantom stock units acquired through the dividends on June 30, 2003 and September 30, 2003 at prices of $85.60 and $94.60 per phantom unit.
- [F6]Includes 8.685 phantom stock units acquired through the dividends on June 30, 2003 and Se
- [F7]The options become exercisable two years after the grant date in 50% increments on November 19, 1995, and November 19, 2006.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205043
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 4:41 PM ET
- Size
- 8.5 KB