STARK BRIAN J 4

4 · JOHNSON CONTROLS INC · Filed Nov 21, 2003

Form 4

Period: 2003-11-19

Vice President

Transactions

Award
Stock Option
2003-11-19$150.10/sh+30,000$4,503,000→ 30,000 total
Exercise: $150.10From: 2005-11-19Exp: 2013-11-19→ Common Stock (30,000 underlying)

Holdings

Common Stock
(indirect: By Trust)
11,858
Common Stock
(indirect: By Trust)
1,201.455
Common Stock
10,100
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (1,127 underlying)
1,127
Phantom Stock Units/Excess Benefit Plan-Preferred
→ Preferred Stock Series D (722.685 underlying)
722.685

Footnotes (7)

[F1]Includes 24 shares acquired through the reinvestment of dividends on June 30, 2003 and September 30, 2003 at a price of $85.60 and $94.60 per share.
[F2]Includes 13.455 shares acquired through the reinvestment of dividends on June 30, 2003 and September 30, 2003 at a price of $171.20 and $189.20 per share.
[F3]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
[F4]The phantom sotck units were accrued under the Johnson Controls Equalization 401(k) Benefit plan and are to be settled 100% in cash upon the reporting person's retirement.
[F5]Includes 10 phantom stock units acquired through the dividends on June 30, 2003 and September 30, 2003 at prices of $85.60 and $94.60 per phantom unit.
[F6]Includes 8.685 phantom stock units acquired through the dividends on June 30, 2003 and Se
[F7]The options become exercisable two years after the grant date in 50% increments on November 19, 1995, and November 19, 2006.

Documents

1 file