4//SEC Filing
STARK BRIAN J 4
Accession 0001205043-04-000001
CIK 0000053669other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 7, 3:34 PM ET
Size
8.2 KB
Accession
0001205043-04-000001
Insider Transaction Report
Form 4
STARK BRIAN J
Vice President
Transactions
- Tax Payment
Common Stock
2004-01-02$115.60/sh−1,624$187,734→ 8,476 total - Award
Common Stock
2004-01-02$115.60/sh+5,000$578,000→ 26,952 total
Holdings
- 28,515(indirect: By Trust)
Common Stock
- 5,162
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (5,162 underlying)
Footnotes (10)
- [F1]Payment of tax liability by withholding securities released from restricted period beginning at 1/2/2002 grant date.
- [F10]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 2,589.63 additional shares.
- [F2]Award of restricted stock grant. Fifty percent is released from restriction in two years and 50% in four years.
- [F3]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 13,476 additional shares.
- [F4]Includes 1201.455 shares of the preferred stock which were converted to 2402.91 shares of common stock on 12/31/2003 by the trustee of the plan.
- [F5]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 14,254.09 additional shares.
- [F6]The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account. The stock account balance reflected in this report is based on a 1/4/2004 stock fund price of $59.31 per share.
- [F7]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F8]The phantom sotck units were accrued under the Johnson Controls Equalization 401(k) Benefit plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F9]Includes 722.685 preferred phantom stock units which were converted to 1,445.37 common stock units at the ratio of 2:1 on 12/31/2003 by the trustee of the plan.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205043
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 7, 3:34 PM ET
- Size
- 8.2 KB