4//SEC Filing
STARK BRIAN J 4
Accession 0001205043-05-000001
CIK 0000053669other
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 6:11 PM ET
Size
15.0 KB
Accession
0001205043-05-000001
Insider Transaction Report
Form 4
STARK BRIAN J
Vice President
Transactions
- Disposition to Issuer
Common Stock
2005-01-14$61.24/sh−5,941.06$363,831→ 20,700 total - Exercise/Conversion
Common Stock
2005-01-14+5,941.06→ 26,641.06 total - Exercise/Conversion
Phantom Stock Units/Excess Benefit Plan-Common
2005-01-14−5,941.06→ 0 total→ Common Stock (5,941.06 underlying)
Holdings
- 29,315.36(indirect: By Trust)
Common Stock
- 30,000
Stock Option
Exercise: $40.30From: 2005-01-03Exp: 2012-11-20→ Common Stock (30,000 underlying) - 565.888
Phantom Stock Units / Restricted Stock Plan
→ Common Stock (565.888 underlying) - 60,000
Stock Option
Exercise: $52.55From: 2005-01-03Exp: 2013-11-19→ Common Stock (60,000 underlying)
Footnotes (6)
- [F1]The number of underlying securities is based on the stock fund balance on 1/14/2005. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an 1/14/2005 stock fund price of $61.24 per share.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The phantom stock units were accrued under the Johnson Controls Restricted Stock Deferral Plan and are to be settled 100% in cash upon the vesting of the reporting person's restricted stock to which they relate.
- [F4]Includes 79.576 phantom stock units acquired through reinvestment of dividends on January 3, 2005 at a price of $62.79 per phantom unit.
- [F5]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has now retired and this represents the payout of the phantom stock in this plan.
- [F6]Includes 23.561 phantom stock units acquired through reinvestment of dividends on January 3, 2005 at a price of $62.79 per phantom unit.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205043
Filing Metadata
- Form type
- 4
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 6:11 PM ET
- Size
- 15.0 KB