4/A//SEC Filing
STARK BRIAN J 4/A
Accession 0001205043-05-000002
CIK 0000053669other
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 3:18 PM ET
Size
15.7 KB
Accession
0001205043-05-000002
Insider Transaction Report
Form 4/AAmended
STARK BRIAN J
Vice President
Transactions
- Exercise/Conversion
Phantom Stock Units/Excess Benefit Plan-Common
2005-01-14−594.106→ 5,346.954 total→ Common Stock (594.106 underlying) - Exercise/Conversion
Common Stock
2005-01-14+594.106→ 21,294.106 total - Disposition to Issuer
Common Stock
2005-01-14$61.24/sh−594.106$36,383→ 20,700 total
Holdings
- 30,000
Stock Option
Exercise: $40.30From: 2005-01-03Exp: 2012-11-20→ Common Stock (30,000 underlying) - 29,315.36(indirect: By Trust)
Common Stock
- 565.888
Phantom Stock Units / Restricted Stock Plan
→ Common Stock (565.888 underlying) - 60,000
Stock Option
Exercise: $52.55From: 2005-01-03Exp: 2013-11-19→ Common Stock (60,000 underlying)
Footnotes (7)
- [F1]Original Form 4 filing reported the conversion of 5,941.06 phantom stock units to the cash equivalent upon the reporting person's retirement from the company. The reporting person elected a 10-year payout from the plan and the amount paid at this time is for 594.106 phantom stock units rather than the entire balance in the phantom stock account, as reported on the original Form 4 filed 1/18/2005.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The number of underlying securities is based on the stock fund balance on 1/14/2005. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an 1/14/2005 stock fund price of $61.24 per share.
- [F4]The phantom stock units were accrued under the Johnson Controls Restricted Stock Deferral Plan and are to be settled 100% in cash upon the vesting of the reporting person's restricted stock to which they relate.
- [F5]Includes 79.576 phantom stock units acquired through reinvestment of dividends on January 3, 2005 at a price of $62.79 per phantom unit.
- [F6]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has now retired and this represents the first payout of 10 equal yearly installments of the phantom stock in this plan.
- [F7]Includes 23.561 phantom stock units acquired through reinvestment of dividends on January 3, 2005 at a price of $62.79 per phantom unit.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205043
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 3:18 PM ET
- Size
- 15.7 KB