JOHNSON CONTROLS INC·4

Jul 6, 3:49 PM ET

JOHNSON CONTROLS INC 4

4 · JOHNSON CONTROLS INC · Filed Jul 6, 2006

Insider Transaction Report

Form 4
Period: 2006-07-03
VALANJU SUBHASH S
Vice President and CIO
Transactions
  • Award

    Common Stock

    2006-07-03$82.89/sh+24.127$2,0005,355.282 total
Holdings
  • Phantom Stock Units - Annual Incentive Plan

    Common Stock (22,414.174 underlying)
    22,414.174
  • Phantom Stock Units - LTPP Plan

    Common Stock (2,582.299 underlying)
    2,582.299
  • Common Stock

    (indirect: By Trust)
    6,366.58
  • Phantom Stock Units/Excess Benefit Plan-Common

    Common Stock (1,816.967 underlying)
    1,816.967
  • Stock Option

    Exercise: $61.69From: 2006-11-17Exp: 2014-11-17Common Stock (21,000 underlying)
    21,000
  • Stock Option

    Exercise: $67.69From: 2007-11-16Exp: 2015-11-16Common Stock (20,000 underlying)
    20,000
  • Stock Option

    Exercise: $28.89From: 2000-11-18Exp: 2008-11-18Common Stock (10,000 underlying)
    10,000
  • Stock Option

    Exercise: $29.20From: 2001-11-17Exp: 2009-11-17Common Stock (24,000 underlying)
    24,000
  • Stock Option

    Exercise: $28.42From: 2002-11-15Exp: 2010-11-15Common Stock (30,000 underlying)
    30,000
  • Stock Option

    Exercise: $40.12From: 2003-11-14Exp: 2011-11-14Common Stock (22,000 underlying)
    22,000
Footnotes (10)
  • [F1]Includes 16.691 shares acquired through the reinvestment of dividends on June 30, 2006, at a price of $81.9283 per share.
  • [F10]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
  • [F2]The number of underlying securities is based on the stock fund balance on July 3, 2006. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a July 3, 2006, stock fund price of $82.80 per share.
  • [F3]Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time.
  • [F4]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's termination.
  • [F5]Includes 76.073 phantom stock units acquired through reinvestment of dividends on June 30, 2006, at a price of $82.22 per phantom unit.
  • [F6]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's termination.
  • [F7]Includes 8.764 phantom stock units acquired through reinvestment of dividends on June 30, 2006, at a price of $82.22 per phantom unit.
  • [F8]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's termination.
  • [F9]Includes 6.166 phantom stock units acquired through reinvestment of dividends on June 30, 2006, at a price of $82.22 per phantom unit.

Documents

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    edgar.xmlPrimary

    PRIMARY DOCUMENT