JOHNSON CONTROLS INC 4

Accession 0001205045-06-000008

CIK 0000053669operating

View on SEC.gov Company Profile

Filed

Jul 5, 8:00 PM ET

Accepted

Jul 6, 3:49 PM ET

Size

22.8 KB

Accession

0001205045-06-000008

Insider Transaction Report

Form 4

Period: 2006-07-03

JOHNSON CONTROLS INCJCI

VALANJU SUBHASH S

Vice President and CIO

Transactions

Award
Common Stock
2006-07-03$82.89/sh+24.127$2,000→ 5,355.282 total

Holdings

Phantom Stock Units - Annual Incentive Plan
→ Common Stock (22,414.174 underlying)
22,414.174
Phantom Stock Units - LTPP Plan
→ Common Stock (2,582.299 underlying)
2,582.299
Common Stock
(indirect: By Trust)
6,366.58
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (1,816.967 underlying)
1,816.967
Stock Option
Exercise: $61.69From: 2006-11-17Exp: 2014-11-17→ Common Stock (21,000 underlying)
21,000
Stock Option
Exercise: $67.69From: 2007-11-16Exp: 2015-11-16→ Common Stock (20,000 underlying)
20,000
Stock Option
Exercise: $28.89From: 2000-11-18Exp: 2008-11-18→ Common Stock (10,000 underlying)
10,000
Stock Option
Exercise: $29.20From: 2001-11-17Exp: 2009-11-17→ Common Stock (24,000 underlying)
24,000
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (30,000 underlying)
30,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (22,000 underlying)
22,000

Footnotes (10)

[F1]Includes 16.691 shares acquired through the reinvestment of dividends on June 30, 2006, at a price of $81.9283 per share.
[F10]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
[F2]The number of underlying securities is based on the stock fund balance on July 3, 2006. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a July 3, 2006, stock fund price of $82.80 per share.
[F3]Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time.
[F4]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's termination.
[F5]Includes 76.073 phantom stock units acquired through reinvestment of dividends on June 30, 2006, at a price of $82.22 per phantom unit.
[F6]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's termination.
[F7]Includes 8.764 phantom stock units acquired through reinvestment of dividends on June 30, 2006, at a price of $82.22 per phantom unit.
[F8]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's termination.
[F9]Includes 6.166 phantom stock units acquired through reinvestment of dividends on June 30, 2006, at a price of $82.22 per phantom unit.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

→

Entity typeoperating

IncorporatedWI

Related Parties

filerCIK 0000053669

Filing Metadata

Form type: 4
Filed: Jul 5, 8:00 PM ET
Accepted: Jul 6, 3:49 PM ET
Size: 22.8 KB

View on SEC.gov