4//SEC Filing
JOHNSON CONTROLS INC 4
Accession 0001205045-06-000011
CIK 0000053669operating
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 7:20 PM ET
Size
25.0 KB
Accession
0001205045-06-000011
Insider Transaction Report
Form 4
VALANJU SUBHASH S
Vice President and CIO
Transactions
- Award
Stock Option
2006-10-02$71.89/sh+16,000$1,150,320→ 16,000 totalExercise: $71.89From: 2008-10-02Exp: 2016-10-02→ Common Stock (16,000 underlying) - Award
Common Stock
2006-10-02$72.10/sh+27.741$2,000→ 5,456.414 total
Holdings
- 22,501.656
Phantom Stock Units - Annual Incentive Plan
→ Common Stock (22,501.656 underlying) - 1,828.759
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (1,828.759 underlying) - 2,592.378
Phantom Stock Units - LTPP Plan
→ Common Stock (2,592.378 underlying) - 21,000
Stock Option
Exercise: $61.69From: 2006-11-17Exp: 2014-11-17→ Common Stock (21,000 underlying) - 24,000
Stock Option
Exercise: $29.20From: 2001-11-17Exp: 2009-11-17→ Common Stock (24,000 underlying) - 20,000
Stock Option
Exercise: $67.69From: 2007-11-16Exp: 2015-11-16→ Common Stock (20,000 underlying) - 6,446.691(indirect: By Trust)
Common Stock
- 22,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (22,000 underlying) - 10,000
Stock Option
Exercise: $28.89From: 2000-11-18Exp: 2008-11-18→ Common Stock (10,000 underlying) - 30,000
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (30,000 underlying)
Footnotes (10)
- [F1]Includes 19.242 shares acquired through the reinvestment of dividends on September 29, 2006, at a price of $72.4482 per share.
- [F10]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
- [F2]The number of underlying securities is based on the stock fund balance on September 29, 2006. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 29, 2006, stock fund price of $71.74 per share.
- [F3]Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time.
- [F4]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's termination.
- [F5]Includes 87.482 phantom stock units acquired through reinvestment of dividends on September 29, 2006, at a price of $71.74 per phantom unit.
- [F6]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's termination.
- [F7]Includes 10.079 phantom stock units acquired through reinvestment of dividends on September 29, 2006, at a price of $71.74 per phantom unit.
- [F8]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's termination.
- [F9]Includes11.792 phantom stock units acquired through reinvestment of dividends on September 29, 2006, at a price of $71.74 per phantom unit.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000053669
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 7:20 PM ET
- Size
- 25.0 KB