JOHNSON CONTROLS INC·4

Dec 22, 9:57 AM ET

VALANJU SUBHASH S 4

4 · JOHNSON CONTROLS INC · Filed Dec 22, 2006

Insider Transaction Report

Form 4
Period: 2006-12-21
VALANJU SUBHASH S
Vice President and CIO
Transactions
  • Exercise/Conversion

    Common Stock

    2006-12-21$29.20/sh+10,000$292,03215,505.114 total
  • Sale

    Common Stock

    2006-12-21$86.57/sh10,000$865,7495,505.114 total
  • Exercise/Conversion

    Stock Option

    2006-12-21$29.20/sh10,000$292,03214,000 total
    Exercise: $29.20From: 2001-11-17Exp: 2009-11-17Common Stock (10,000 underlying)
Holdings
  • Common Stock

    [F1]
    (indirect: By Trust)
    6,409.424
  • Phantom Stock Units - Annual Incentive Plan

    [F2][F3]
    Common Stock (22,501.656 underlying)
    22,501.656
  • Phantom Stock Units - LTPP Plan

    [F2][F4]
    Common Stock (2,592.378 underlying)
    2,592.378
  • Phantom Stock Units/Excess Benefit Plan-Common

    [F2][F5][F6]
    Common Stock (1,882.664 underlying)
    1,882.664
  • Stock Option

    Exercise: $28.89From: 2000-11-18Exp: 2008-11-18Common Stock (10,000 underlying)
    10,000
  • Stock Option

    Exercise: $28.42From: 2002-11-15Exp: 2010-11-15Common Stock (30,000 underlying)
    30,000
  • Stock Option

    Exercise: $40.12From: 2003-11-14Exp: 2011-11-14Common Stock (22,000 underlying)
    22,000
  • Stock Option

    Exercise: $40.30From: 2004-11-20Exp: 2012-11-20Common Stock (24,000 underlying)
    24,000
  • Stock Option

    [F7]
    Exercise: $52.55From: 2005-11-19Exp: 2013-11-19Common Stock (24,000 underlying)
    24,000
  • Stock Option

    [F7]
    Exercise: $61.69From: 2006-11-17Exp: 2014-11-17Common Stock (21,000 underlying)
    21,000
  • Stock Option

    [F7]
    Exercise: $67.69From: 2007-11-16Exp: 2015-11-16Common Stock (20,000 underlying)
    20,000
  • Stock Option

    [F7]
    Exercise: $71.89From: 2008-10-02Exp: 2016-10-02Common Stock (16,000 underlying)
    16,000
Footnotes (7)
  • [F1]The number of underlying securities is based on the stock fund balance on December 21, 2006. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a December 21, 2006, stock fund price of $86.53 per share.
  • [F2]Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time.
  • [F3]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's termination.
  • [F4]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's termination.
  • [F5]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
  • [F6]Includes 45.889 phantom stock units acquired through payroll deductions in a plan that mirrors the broad-based 401(k) Plan.
  • [F7]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
Signature
Arlene D. Gumm Attorney-In-Fact for Subhash S. Valanju|2006-12-22

Documents

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