JOHNSON CONTROLS INC 4

Accession 0001205045-07-000008

CIK 0000053669operating

View on SEC.gov Company Profile

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 7:11 PM ET

Size

24.2 KB

Accession

0001205045-07-000008

Insider Transaction Report

Form 4

Period: 2007-07-02

JOHNSON CONTROLS INCJCI

VALANJU SUBHASH S

Vice President and CIO

Transactions

Award
Common Stock
2007-07-02$117.69/sh+16.994$2,000→ 5,698.273 total

Holdings

Stock Option
Exercise: $71.89From: 2008-10-02Exp: 2016-10-02→ Common Stock (16,000 underlying)
16,000
Phantom Stock Units - Long-Term Incentive Plan
→ Common Stock (2,618.859 underlying)
2,618.859
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (30,000 underlying)
30,000
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (1,903.656 underlying)
1,903.656
Stock Option
Exercise: $29.20From: 2001-11-17Exp: 2009-11-17→ Common Stock (14,000 underlying)
14,000
Stock Option
Exercise: $40.30From: 2004-11-20Exp: 2012-11-20→ Common Stock (24,000 underlying)
24,000
Common Stock
(indirect: By Trust)
6,448.745
Phantom Stock Units - Annual Incentive Plan
→ Common Stock (22,731.512 underlying)
22,731.512
Stock Option
Exercise: $28.89From: 2000-11-18Exp: 2008-11-18→ Common Stock (10,000 underlying)
10,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (22,000 underlying)
22,000
Stock Option
Exercise: $61.69From: 2006-11-17Exp: 2014-11-17→ Common Stock (21,000 underlying)
21,000
Stock Option
Exercise: $67.69From: 2007-11-16Exp: 2015-11-16→ Common Stock (20,000 underlying)
20,000

Footnotes (10)

[F1]Includes 14.899 shares acquired through the reinvestment of dividends on June 29, 2007, at a price of $115.9851 per share.
[F10]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
[F2]The number of underlying securities is based on the stock fund balance on July 2, 2007. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a July 2, 2007, stock fund price of $118.12 per share.
[F3]Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time.
[F4]The phantom stock units were accrued under the Johnson Controls Annual Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's termination.
[F5]Includes 64.612 phantom stock units acquired through the reinvestment of dividends on June 29, 2007, at a price of $115.77 per unit.
[F6]The phantom stock units were accrued under the Johnson Controls Long-Term Incentive Plan and are to be settled 100% in cash upon the reporting person's termination.
[F7]Includes 7.444 phantom stock units acquired through the reinvestment of dividends on June 29, 2007, at a price of $115.77 per unit.
[F8]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
[F9]Includes 5.411 phantom stock units acquired through the reinvestment of dividends on June 29, 2007, at a price of $115.77 per unit.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

→

Entity typeoperating

IncorporatedWI

Related Parties

filerCIK 0000053669

Filing Metadata

Form type: 4
Filed: Jul 2, 8:00 PM ET
Accepted: Jul 3, 7:11 PM ET
Size: 24.2 KB

View on SEC.gov