4//SEC Filing
VALANJU SUBHASH S 4
Accession 0001205045-09-000001
CIK 0000053669other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 6:38 PM ET
Size
24.0 KB
Accession
0001205045-09-000001
Insider Transaction Report
Form 4
VALANJU SUBHASH S
Vice President and CIO
Transactions
- Award
Common Stock
2009-01-05$19.02/sh+105.142$2,000→ 18,735.778 total
Holdings
- 20,762.153(indirect: By Trust)
Common Stock
- 83,485.382
Phantom Stock Units - Annual Incentive Plan
→ Common Stock (83,485.382 underlying) - 8,065.6
Phantom Stock Units - Long-Term Incentive Plan
→ Common Stock (8,065.6 underlying) - 90,000
Stock Option
Exercise: $9.47From: 2002-11-15Exp: 2010-11-15→ Common Stock (90,000 underlying) - 5,978.979
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (5,978.979 underlying) - 42,000
Stock Option
Exercise: $9.73From: 2001-11-17Exp: 2009-11-17→ Common Stock (42,000 underlying) - 48,000
Stock Option
Exercise: $23.96From: 2008-10-02Exp: 2016-10-02→ Common Stock (48,000 underlying) - 66,000
Stock Option
Exercise: $13.37From: 2003-11-14Exp: 2011-11-14→ Common Stock (66,000 underlying) - 72,000
Stock Option
Exercise: $13.43From: 2004-11-20Exp: 2012-11-20→ Common Stock (72,000 underlying) - 63,000
Stock Option
Exercise: $20.56From: 2006-11-17Exp: 2014-11-17→ Common Stock (63,000 underlying) - 30,000
Stock Option
Exercise: $40.21From: 2009-10-01Exp: 2017-10-01→ Common Stock (30,000 underlying) - 60,000
Stock Option
Exercise: $22.56From: 2007-11-16Exp: 2015-11-16→ Common Stock (60,000 underlying)
Footnotes (9)
- [F1]Includes 117.731 shares acquired through the reinvestment of dividends on January 5, 2009, at a price of $19.0219 per share.
- [F2]The number of underlying securities is based on the stock fund balance on January 5, 2009. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an January 5, 2009, stock fund price of $19.04 per share.
- [F3]Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time.
- [F4]The phantom stock units were accrued under the Johnson Controls Annual Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's termination.
- [F5]Includes 507.374 phantom stock units acquired through reinvestment of dividends on January 5, 2009, at a price of of $19.04 per share.
- [F6]The phantom stock units were accrued under the Johnson Controls Long-Term Incentive Plan and are to be settled 100% in cash upon the reporting person's termination.
- [F7]Includes 54.696 phantom stock units acquired through reinvestment of dividends on January 5, 2009, at a price of $19.04 per share.
- [F8]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
- [F9]Includes 50.65 phantom stock units acquired through reinvestment of dividends on January 5, 2009, at a price of $19.04 per share and from ongoing monthly purchases through payroll deductions in the plan which mirrors the 401(k) plan.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205045
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 6:38 PM ET
- Size
- 24.0 KB