VALANJU SUBHASH S 4

Accession 0001205045-09-000002

CIK 0000053669other

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 6:23 PM ET

Size

23.0 KB

Accession

0001205045-09-000002

Form 4

Period: 2009-02-02

Vice President and CIO

Transactions

Holdings

Phantom Stock Units - Long-Term Incentive Plan
→ Common Stock (8,065.6 underlying)
8,065.6
Stock Option
Exercise: $9.73From: 2001-11-17Exp: 2009-11-17→ Common Stock (42,000 underlying)
42,000
Stock Option
Exercise: $22.56From: 2007-11-16Exp: 2015-11-16→ Common Stock (60,000 underlying)
60,000
Stock Option
Exercise: $13.43From: 2004-11-20Exp: 2012-11-20→ Common Stock (72,000 underlying)
72,000
Stock Option
Exercise: $13.37From: 2003-11-14Exp: 2011-11-14→ Common Stock (66,000 underlying)
66,000
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (5,978.979 underlying)
5,978.979
Phantom Stock Units - Annual Incentive Plan
→ Common Stock (83,485.382 underlying)
83,485.382
Stock Option
Exercise: $9.47From: 2002-11-15Exp: 2010-11-15→ Common Stock (90,000 underlying)
90,000
Stock Option
Exercise: $20.56From: 2006-11-17Exp: 2014-11-17→ Common Stock (63,000 underlying)
63,000
Stock Option
Exercise: $23.96From: 2008-10-02Exp: 2016-10-02→ Common Stock (48,000 underlying)
48,000
Common Stock
(indirect: By Trust)
21,175.35
Stock Option
Exercise: $17.52From: 2005-11-19Exp: 2013-11-19→ Common Stock (72,000 underlying)
72,000
Stock Option
Exercise: $40.21From: 2009-10-01Exp: 2017-10-01→ Common Stock (30,000 underlying)
30,000

Footnotes (5)

[F1]The number of underlying securities is based on the stock fund balance on February 2, 2009. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an February 2, 2009, stock fund price of $12.31 per share.
[F2]Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time.
[F3]The phantom stock units were accrued under the Johnson Controls Annual Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's termination.
[F4]The phantom stock units were accrued under the Johnson Controls Long-Term Incentive Plan and are to be settled 100% in cash upon the reporting person's termination.
[F5]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.

Documents

1 file

JOHNSON CONTROLS INC

CIK 0000053669

Entity typeother