VELANOVICH BOGOLJUB L 4
4 · JOHNSON CONTROLS INC · Filed Oct 8, 2003
Insider Transaction Report
Form 4
VELANOVICH BOGOLJUB L
Vice President
Transactions
- Award
Common Stock
2003-10-06$95.85/sh+26.083$2,500→ 11,175.727 total
Holdings
- 1,049.181
Phantom Stock Units/Excess Benefit Plan-Common
Exercise: $0.00→ Common Stock (1,049.181 underlying) - 1,044.93
Phantom Stock Units/LTPP
Exercise: $0.00→ Common Stock (1,044.93 underlying) - 642.389(indirect: By Trust)
Common Stock
- 292.661
Phantom Stock Units/Excess Benefit Plan-Preferred
Exercise: $0.00→ Common Stock (292.661 underlying) - 805.251(indirect: By Trust)
Preferred Stock
- 5,849.38
Phantom Stock Units / EICP
Exercise: $0.00→ Common Stock (5,849.38 underlying)
Footnotes (11)
- [F1]Pursuant to dividend reinvestment transactions exempt from Section 16 under 16(a)11, the reporting person has acquired 0.369 fractional share on September 30, 2003, at a price of $94.799 per share.
- [F10]Pursuant to dividend reinvestment transactions exempt from Section 16 under 16(a)11 and ongoing payroll deductions exempt under 16(a)-3(f), the reporting person has acquired 49.181 phantom stock units on September 30, 2003, at a price of $94.60 per unit.
- [F11]Includes 3.161 phantom stock units accrued through the reinvestment of dividends on September 30, 2003 at a price of $189.20 per phantom stock unit.
- [F2]Pursuant to dividend reinvestment transactions exempt from Section 16 under 16(a)11, the reporting person has acquired 0.889 fractional share on September 30, 2003, at a price of $94.60 per share.
- [F3]Pursuant to dividend reinvestment transactions exempt from Section 16 under 16(a)11, the reporting person has acquired 4.2 shares on September 30, 2003, at a price of $189.20 per share.
- [F4]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F5]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F6]Pursuant to dividend reinvestment transactions exempt from Section 16 under 16(a)11, the reporting person has acquired 22.18 phantom stock units on September 30, 2003, at a price of $94.60 per phantom stock unit.
- [F7]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F8]Pursuant to dividend reinvestment transactions exempt from Section 16 under 16(a)11, the reporting person has acquired 3.96 phantom stock units on September 30, 2003, at a price of $94.60 per phantom stock unit.
- [F9]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.