VELANOVICH BOGOLJUB L 4
4 · JOHNSON CONTROLS INC · Filed Nov 20, 2003
Insider Transaction Report
Form 4
VELANOVICH BOGOLJUB L
Vice President
Transactions
- Award
Stock Option
[F5]2003-11-19$105.10/sh+8,000$840,800→ 8,000 totalExercise: $105.10From: 2005-11-19Exp: 2013-11-19→ Common Stock (8,000 underlying)
Holdings
- 11,240.506
Common Stock
- 642.389(indirect: By Trust)
Common Stock
- 805.251(indirect: By Trust)
Preferred Stock
- 5,849.38
Phantom Stock Units/EICP
[F1][F2]→ Common Stock (5,849.38 underlying) - 1,044.93
Phantom Stock Units/LTPP
[F1][F3]→ Common Stock (1,044.93 underlying) - 1,049.181
Phantom Stock Units/Excess Benefit Plan-Common
[F1][F4]→ Common Stock (1,049.181 underlying) - 292.661
Phantom Stock Units/Excess Benefit Plan-Preferred
[F1][F4]→ Preferred Stock (292.661 underlying)
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F3]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F4]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]The options become exercisable two years after the grant date in 50% increments on 11/19/2005 and 11/19/2006.
Signature
Arlene D. Gumm Attorney-In-Fact for Bogoljub L. Velanovich|2003-11-20