VELANOVICH BOGOLJUB L 4

Accession 0001205046-04-000001

CIK 0000053669other

View on SEC.gov Company Profile

Filed

Jan 8, 7:00 PM ET

Accepted

Jan 9, 6:17 PM ET

Size

10.1 KB

Accession

0001205046-04-000001

Insider Transaction Report

Form 4

Period: 2004-01-07

JOHNSON CONTROLS INCJCI

VELANOVICH BOGOLJUB L

Vice President

Transactions

Award
Common Stock
2004-01-07$58.33/sh+42.856$2,500→ 22,568.175 total

Holdings

Phantom Stock Units/EICP
→ Common Stock (11,744.3 underlying)
11,744.3
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (3,275 underlying)
3,275
Common Stock
(indirect: By Trust)
4,513
Phantom Stock Units/LTPP
→ Common Stock (2,098 underlying)
2,098

Footnotes (15)

[F1]On January 2, 2004, the reporting person was the beneficial owner of 11,263.075 shares of the common stock of Johnson Controls, Inc. On January 2, 2004, Johnson Controls stock split 2-for-1, resulting in the reporting person's acquisition of 11,263.075 additional shares.
[F10]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F11]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 1,044.93 additional phantom stock units.
[F12]Includes 8.14 phantom stock units acquired through the reinvestment of dividends on January 2, 2004, at a price of $57.80 per phantom unit.
[F13]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F14]Includes 292.661 phantom stock preferred units which were converted to 585.322 phantom stock units equivalent to common stock on 12/31/2003 by the trustee of the plan.
[F15]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 1640.497 additional phantom stock units.
[F2]Includes 44.307 shares acquired through the reinvestment of dividends on January 2, 2004, at a post-split price of $58.3347 per share.
[F3]Includes 805.251 units of the preferred stock which were converted to 1610.502 shares of common stock on 12/31/2003 by the trustee of the plan.
[F4]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 2,260.109 additional shares.
[F5]The number of underlying securities is based on the stock fund balance on 1/4/2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a 1/8/2004 stock fund price of $59.35 per share.
[F6]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
[F7]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F8]On January 2, 2004, the common stock of Johnson Controls, Inc., split 2-for-1, resulting in the reporting person's acquisition of 5,849.38 additional phantom stock units.
[F9]Includes 45.54 phantom stock units acquired through the reinvestment of dividends on January 2, 2004, at a price of $57.80 per phantom unit.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

JOHNSON CONTROLS INC

CIK 0000053669

→

Entity typeother

Related Parties

filerCIK 0001205046

Filing Metadata

Form type: 4
Filed: Jan 8, 7:00 PM ET
Accepted: Jan 9, 6:17 PM ET
Size: 10.1 KB

View on SEC.gov