4//SEC Filing
VELANOVICH BOGOLJUB L 4
Accession 0001205046-04-000009
CIK 0000053669other
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 4:47 PM ET
Size
16.4 KB
Accession
0001205046-04-000009
Insider Transaction Report
Form 4
VELANOVICH BOGOLJUB L
Vice President
Transactions
- Award
Common Stock
2004-09-01$56.70/sh+44.093$2,500→ 23,193.239 total
Holdings
- 2,114.858
Phantom Stock Units/LTPP
→ Common Stock (2,114.858 underlying) - 4,186.488
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (4,186.488 underlying) - 8,000
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (8,000 underlying) - 11,838.665
Phantom Stock Units/EICP
→ Common Stock (11,838.665 underlying) - 4,833.939(indirect: By Trust)
Common Stock
- 16,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (16,000 underlying)
Footnotes (6)
- [F1]The number of underlying securities is based on the stock fund balance on 9/2/2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a 9/2/2004 stock fund price of $56.49 per share.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F4]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F6]Includes 16.598 shares acquired through ongoing payroll contributions and invested per 401(k) plan specifications at $56.30 per phantom stock unit.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205046
Filing Metadata
- Form type
- 4
- Filed
- Sep 2, 8:00 PM ET
- Accepted
- Sep 3, 4:47 PM ET
- Size
- 16.4 KB