4//SEC Filing
VELANOVICH BOGOLJUB L 4
Accession 0001205046-04-000010
CIK 0000053669other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 5:52 PM ET
Size
17.1 KB
Accession
0001205046-04-000010
Insider Transaction Report
Form 4
VELANOVICH BOGOLJUB L
Vice President
Transactions
- Award
Common Stock
2004-10-01$57.66/sh+43.359$2,500→ 23,329.656 total
Holdings
- 4,850.685(indirect: By Trust)
Common Stock
- 8,000
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (8,000 underlying) - 16,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (16,000 underlying) - 2,123.234
Phantom Stock Units/LTPP
→ Common Stock (2,123.234 underlying) - 11,885.553
Phantom Stock Units/EICP
→ Common Stock (11,885.553 underlying) - 4,250.449
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (4,250.449 underlying)
Footnotes (9)
- [F1]Includes 93.058 shares acquired through reinvestment of dividends on September 30, 2004, at prices of $56.07-$56.3182 per share.
- [F2]The number of underlying securities is based on the stock fund balance on 9/30/2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a 9/30/2004 stock fund price of $56.81 per share.
- [F3]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F4]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]Includes 46.888 phantom stock units acquired through reinvestment of dividends on September 30, 2004, at a price of $56.81 per phantom unit.
- [F6]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F7]Includes 8.376 phantom stock units acquired through reinvestment of dividends on September 30, 2004, at a price of $56.81 per phantom unit.
- [F8]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F9]Includes 63.961 phantom stock units acquired through ongoing payroll contributions and invested per 401(k) plan specifications and the reinvestment of dividends on September 30, 2004, at a price of $56.81 per phantom stock unit.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205046
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 5:52 PM ET
- Size
- 17.1 KB