VELANOVICH BOGOLJUB L 4

4 · JOHNSON CONTROLS INC · Filed Nov 8, 2004

Form 4

Period: 2004-11-05

Vice President

Transactions

Holdings

Common Stock
[F1]
(indirect: By Trust)
4,841.13
Phantom Stock Units/EICP
[F2][F3]
→ Common Stock (11,885.553 underlying)
11,885.553
Phantom Stock Units/LTPP
[F2][F4]
→ Common Stock (2,123.234 underlying)
2,123.234
Phantom Stock Units/Excess Benefit Plan-Common
[F2][F5]
→ Common Stock (4,250.449 underlying)
4,250.449
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (8,000 underlying)
8,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (16,000 underlying)
16,000
Stock Option
[F6]
Exercise: $40.30From: 2004-11-20Exp: 2012-11-20→ Common Stock (16,000 underlying)
16,000
Stock Option
[F6]
Exercise: $52.55From: 2005-11-19Exp: 2013-11-19→ Common Stock (16,000 underlying)
16,000

Footnotes (6)

[F1]The number of underlying securities is based on the stock fund balance on 11/5/04. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a 11/5/04 stock fund price of $59.90 per share.
[F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
[F3]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F4]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F5]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F6]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

Signature

Arlene D. Gumm Attorney-In-Fact for Bogoljub L. Velanovich|2004-11-08

Documents

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