4//SEC Filing
VELANOVICH BOGOLJUB L 4
Accession 0001205046-04-000012
CIK 0000053669other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 6:44 PM ET
Size
16.4 KB
Accession
0001205046-04-000012
Insider Transaction Report
Form 4
VELANOVICH BOGOLJUB L
Vice President
Transactions
- Sale
Common Stock
2004-11-05$60.00/sh−8,000$480,000→ 15,373.516 total
Holdings
- 4,841.13(indirect: By Trust)
Common Stock
- 11,885.553
Phantom Stock Units/EICP
→ Common Stock (11,885.553 underlying) - 2,123.234
Phantom Stock Units/LTPP
→ Common Stock (2,123.234 underlying) - 4,250.449
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (4,250.449 underlying) - 8,000
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (8,000 underlying) - 16,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (16,000 underlying)
Footnotes (6)
- [F1]The number of underlying securities is based on the stock fund balance on 11/5/04. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a 11/5/04 stock fund price of $59.90 per share.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F4]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F6]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205046
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 6:44 PM ET
- Size
- 16.4 KB