JOHNSON CONTROLS INC 4

4 · JOHNSON CONTROLS INC · Filed Dec 3, 2004

Form 4

Period: 2004-12-01

Vice President

Transactions

Holdings

Phantom Stock Units/LTPP
→ Common Stock (2,123.234 underlying)
2,123.234
Common Stock
(indirect: By Trust)
4,836.57
Phantom Stock Units/EICP
→ Common Stock (11,885.553 underlying)
11,885.553
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (4,250.449 underlying)
4,250.449
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (16,000 underlying)
16,000

Footnotes (6)

[F1]The number of underlying securities is based on the stock fund balance on December 2, 2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a December 2, 2004 stock fund price of $61.78 per share.
[F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
[F3]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F4]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F5]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F6]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

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