4//SEC Filing
ZUTZ DENISE M 4
Accession 0001205049-03-000004
CIK 0000053669other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 5:53 PM ET
Size
8.2 KB
Accession
0001205049-03-000004
Insider Transaction Report
Form 4
ZUTZ DENISE M
Vice President
Transactions
- Award
Stock Option
2003-11-19$105.10/sh+9,000$945,900→ 9,000 totalExercise: $105.10From: 2005-11-19Exp: 2013-11-19→ Common Stock (9,000 underlying)
Holdings
- 26,097
Common Stock
- 2,006(indirect: By Trust)
Common Stock
- 999.158(indirect: By Trust)
Preferred Stock Series D
- 323.648
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (323.648 underlying) - 388.322
Phantom Stock Units/Excess Benefit Plan-Preferred
→ Preferred Stock Series D (388.322 underlying)
Footnotes (6)
- [F1]Includes 5.239 shares acquired through dividend reinvestment on 9/30/03 at a price of $189.20.
- [F2]The phantom stock units convert to the common stock's cash value on a one-to-one basis.
- [F3]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F4]Includes 2.648 shares acquired through dividend reinvestment on 9/30/2003 at a price of $94.60 per phantom stock unit.
- [F5]Includes 4.222 shares acquired through dividend reinvestment on 9/30/2003 at a price of $189.20 per phantom stock unit.
- [F6]The options become exercisable two years after the grant date in 50% increments on 11/19/2005 and 11/19/2006.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205049
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 5:53 PM ET
- Size
- 8.2 KB