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JOHNSON CONTROLS INC·4

Nov 21, 5:53 PM ET

ZUTZ DENISE M 4

4 · JOHNSON CONTROLS INC · Filed Nov 21, 2003

Insider Transaction Report

Form 4
Period: 2003-11-19
JOHNSON CONTROLS INCJCI
ZUTZ DENISE M
Vice President
Transactions
  • Award

    Stock Option

    2003-11-19$105.10/sh+9,000$945,900→ 9,000 total
    Exercise: $105.10From: 2005-11-19Exp: 2013-11-19→ Common Stock (9,000 underlying)
Holdings

  • Common Stock

    26,097

  • Common Stock

    (indirect: By Trust)
    2,006

  • Preferred Stock Series D

    (indirect: By Trust)
    999.158

  • Phantom Stock Units/Excess Benefit Plan-Common

    → Common Stock (323.648 underlying)
    323.648

  • Phantom Stock Units/Excess Benefit Plan-Preferred

    → Preferred Stock Series D (388.322 underlying)
    388.322
Footnotes (6)
  • [F1]Includes 5.239 shares acquired through dividend reinvestment on 9/30/03 at a price of $189.20.
  • [F2]The phantom stock units convert to the common stock's cash value on a one-to-one basis.
  • [F3]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
  • [F4]Includes 2.648 shares acquired through dividend reinvestment on 9/30/2003 at a price of $94.60 per phantom stock unit.
  • [F5]Includes 4.222 shares acquired through dividend reinvestment on 9/30/2003 at a price of $189.20 per phantom stock unit.
  • [F6]The options become exercisable two years after the grant date in 50% increments on 11/19/2005 and 11/19/2006.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT