4//SEC Filing
ZUTZ DENISE M 4
Accession 0001205049-06-000001
CIK 0000053669other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 9:47 PM ET
Size
24.8 KB
Accession
0001205049-06-000001
Insider Transaction Report
Form 4
ZUTZ DENISE M
Vice President
Transactions
- Tax Payment
Common Stock
2006-01-03$74.10/sh−2,402$177,988→ 59,730 total - Exercise/Conversion
Common Stock
2006-01-03$74.10/sh+116.065$8,600→ 66,846.065 total - Disposition to Issuer
Common Stock
2006-01-03$74.10/sh−116.065$8,600→ 66,730 total - Gift
Common Stock
2005-11-25−143→ 62,132 total - Exercise/Conversion
Phantom Stock Units / Restricted Stock Plan
2006-01-03$74.10/sh−116.065$8,600→ 339.347 total→ Common Stock (339.347 underlying) - Award
Common Stock
2006-01-03$74.10/sh+7,000$518,700→ 66,730 total
Holdings
- 8,644.808(indirect: By Trust)
Common Stock
- 16,000
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (16,000 underlying) - 32,000
Stock Option
Exercise: $67.69From: 2007-11-16Exp: 2015-11-16→ Common Stock (32,000 underlying) - 2,790.209
Phantom Stock Units/Excess Benefit Plan
→ Common Stock (2,790.209 underlying) - 18,000
Stock Option
Exercise: $40.30From: 2004-11-20Exp: 2012-11-20→ Common Stock (18,000 underlying) - 10,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (10,000 underlying)
Footnotes (8)
- [F1]Award of a restricted stock grant. Fifty percent vests in two years and the balance after four years.
- [F2]The number of underlying securities is based on the stock fund balance on January 4, 2006 The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a January 4, 2006, stock fund price of $75.17 per share.
- [F3]The phantom stock units convert to the common stock's cash value on a one-to-one basis.
- [F4]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]Includes 11 phantom stock units acquired through the reinvestment of dividends on January 3, 2006, at a price of $74.10 per phantom unit.
- [F6]The phantom stock units were accrued under the Johnson Controls Restricted Stock Plan and are to be settled 100% in cash upon the vesting of the reporting person's restricted stock to which they relate.
- [F7]Includes 41.241 phantom stock units acquired through the reinvestment of dividends on September 30, 2005, at a price of $62.05 per phantom unit.
- [F8]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205049
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 9:47 PM ET
- Size
- 24.8 KB