PELLETIER LIANE J 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 5, 2026
Research Summary
AI-generated summary of this filing
Ameriprise (AMP) Director Liane Pelletier Receives Award
What Happened
Liane J. Pelletier, a director of Ameriprise Financial, Inc. (AMP), was granted a derivative award of 182.356 phantom shares (reported as a grant) on February 3, 2026. The award is valued at $530.05 per share, for a reported total of approximately $96,658. This was an equity award (not an open-market purchase or sale) provided as part of director compensation.
Key Details
- Transaction date: 2026-02-03; Filing date: 2026-02-05 (timely Form 4 filing).
- Transaction type/code: Grant/Award (A), reported as a derivative grant.
- Amount: 182.356 phantom shares at $530.05 each; total reported value ≈ $96,658.
- Shares owned after transaction: Not specified in the filing.
- Footnotes from the filing:
- F1: Grant is a pro rata annual equity grant after Pelletier became a director effective Nov 12, 2025.
- F2: Each phantom share represents the right to receive one share of Ameriprise common stock.
- F3: Deferred share units will be settled one-for-one into common stock in a lump sum at the end of the quarter following the quarter in which the director's Board service ends.
Context
This was a deferred/phantom stock award (deferred share units), meaning Pelletier did not receive immediate common shares but a right to common stock upon settlement as described in the footnotes. Such awards are routine director compensation and do not by themselves indicate a buy or sell signal.
Insider Transaction Report
- Award
Phantom Stock (Annual)
[F1][F2][F3]2026-02-03$530.05/sh+182.356$96,658→ 182.356 total→ Common Stock (182.356 underlying)
Footnotes (3)
- [F1]The grant is a pro rata annual equity grant made as a result of the reporting person becoming a director effective as of November 12, 2025.
- [F2]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F3]Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.