MODOFF BRIAN 4

4 · QUALCOMM INC/DE · Filed Oct 5, 2020

Form 4

Period: 2020-10-01

EVP, Strategy and M&A

Transactions

Exercise/Conversion
Common Stock
2020-10-01+6,044→ 61,867 total(indirect: By Trust)
Tax Payment
Common Stock
2020-10-01$119.52/sh−1,897$226,729→ 58,498 total(indirect: By Trust)
Tax Payment
Common Stock
2020-10-01$119.52/sh−1,472$175,933→ 60,395 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2020-10-01+5,678→ 55,823 total(indirect: By Trust)
Exercise/Conversion
Restricted Stock Unit
2020-10-01−6,044.724→ 6,044.724 total
Exp: 2021-10-01→ Common Stock (6,044.724 underlying)
Exercise/Conversion
Restricted Stock Unit
2020-10-01−5,678.233→ 11,357.495 total
Exp: 2022-10-01→ Common Stock (5,678.233 underlying)

Footnotes (5)

[F1]Includes 144 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2020.
[F2]Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.
[F3]Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
[F4]The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.
[F5]These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

Documents

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