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4//SEC Filing

Rosenberg Donald J 4

Accession 0001205233-21-000056

CIK 0000804328other

View on SEC.gov Company Profile

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 4:29 PM ET

Size

20.9 KB

Accession

0001205233-21-000056

Insider Transaction Report

Form 4

Period: 2021-10-01

QUALCOMM INC/DEQCOM

Rosenberg Donald J

EVP & Corporate Secretary

Transactions

Tax Payment
Common Stock
2021-10-01$128.71/sh−4,475$575,977→ 17,180 total
Sale
Common Stock
2021-10-04$126.44/sh−11,457$1,448,677→ 2,720 total
Exercise/Conversion
Restricted Stock Unit
2021-10-01−10,084.886→ 0 total
Exp: 2021-10-01→ Common Stock (10,084.886 underlying)
Exercise/Conversion
Restricted Stock Unit
2021-10-01−9,474.671→ 9,474.671 total
Exp: 2022-10-01→ Common Stock (9,474.671 underlying)
Exercise/Conversion
Restricted Stock Unit
2021-10-01−5,532.374→ 11,066.788 total
Exp: 2023-10-01→ Common Stock (5,532.374 underlying)
Exercise/Conversion
Common Stock
2021-10-01+10,084→ 10,275 total
Exercise/Conversion
Common Stock
2021-10-01+5,532→ 25,281 total
Exercise/Conversion
Common Stock
2021-10-01+9,474→ 19,749 total
Tax Payment
Common Stock
2021-10-01$128.71/sh−3,626$466,702→ 21,655 total
Tax Payment
Common Stock
2021-10-01$128.71/sh−3,003$386,516→ 14,177 total

Holdings

Common Stock
(indirect: By Trust)
12,946

Footnotes (8)

[F1]Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
[F2]The transaction was conducted under a Rule 10b5-1 trading plan.
[F3]The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
[F4]Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
[F5]Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
[F6]The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
[F7]These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
[F8]These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

QUALCOMM INC/DE

CIK 0000804328

Entity typeother

Related Parties

1

filerCIK 0001347420

Filing Metadata

Form type: 4
Filed: Oct 4, 8:00 PM ET
Accepted: Oct 5, 4:29 PM ET
Size: 20.9 KB

View on SEC.gov