CAPITOL BANCORP LTD 4
4 · CAPITOL BANCORP LTD · Filed Jan 2, 2004
Insider Transaction Report
Form 4
HENDRICKSON LEE W
Chief Financial Officer
Transactions
- Award
Common Stock
2003-12-31+226→ 226 total
Holdings
- 2,202
Option (right to buy)
Exercise: $16.40From: 2002-03-31Exp: 2008-11-01→ Common Stock (2,202 underlying) - 5,253
Option (right to buy)
Exercise: $20.90From: 2003-04-09Exp: 2009-05-21→ Common Stock (5,253 underlying) - 480
Option (right to buy)
Exercise: $20.89From: 2003-12-31Exp: 2009-12-31→ Common Stock (480 underlying) - 6,517
Option (right to buy)
Exercise: $17.42From: 2003-01-15Exp: 2009-02-05→ Common Stock (6,517 underlying) - 1,050
Option (right to buy)
Exercise: $20.90From: 2003-04-09Exp: 2010-08-01→ Common Stock (1,050 underlying) - 1,303
Option (right to buy)
Exercise: $17.42From: 2003-01-15Exp: 2010-02-15→ Common Stock (1,303 underlying) - 1,394
Common Stock
- 3,077
Option (right to buy)
Exercise: $11.00From: 2001-12-31Exp: 2007-07-01→ Common Stock (3,077 underlying) - 1,283
Option (right to buy)
Exercise: $11.00From: 2003-12-31Exp: 2007-07-01→ Common Stock (1,283 underlying) - 1,794
Option (right to buy)
Exercise: $11.00From: 2002-12-31Exp: 2007-07-01→ Common Stock (1,794 underlying) - 734
Option (right to buy)
Exercise: $16.40From: 2002-03-31Exp: 2008-01-31→ Common Stock (734 underlying) - 5,505
Option (right to buy)
Exercise: $16.40From: 2002-03-31Exp: 2007-10-31→ Common Stock (5,505 underlying) - 5,035.782
Common Stock
- 1,822
Option (right to buy)
Exercise: $17.42From: 2003-01-15Exp: 2008-07-01→ Common Stock (1,822 underlying) - 1,732.014(indirect: ESOP)
Common Stock
Footnotes (1)
- [F1]69 shares were received in exchange for shares of the common stock of Arrowhead Community Bank, 52 shares were received in exchange for shares of the the common stock of Goshen Community Bank, 53 shares were received in exchange for shares of the common stock of Sunrise Bank of Albuquerque, and 52 shares were received in exchange for shares of the common stock of Yuma Community Bank in connection with the business combinations between Capitol Bancorp Ltd. and each of these entities. All of the transactions are exempt pursuant to Rule 16b-3(d) of the Securities Exchange Act, as amended.