HENDRICKSON LEE W 4

4 · CAPITOL BANCORP LTD · Filed Jun 2, 2009

Form 4

Period: 2009-05-31

Chief Financial Officer

Transactions

Award
Warrants
2009-05-31+19→ 19 total
Exercise: $20.37From: 2009-05-31Exp: 2014-05-31→ Common Stock (19 underlying)
Award
Common Stock
2009-05-31+58→ 12,682.974 total

Holdings

Option (right to buy)
Exercise: $17.42From: 2003-01-15Exp: 2010-02-15→ Common Stock (1,303 underlying)
1,303
Common Stock
2,000
Option (right to buy)
Exercise: $27.05From: 2004-12-31Exp: 2010-03-22→ Common Stock (50,000 underlying)
50,000
Option (right to buy)
Exercise: $20.90From: 2003-04-09Exp: 2010-08-01→ Common Stock (1,050 underlying)
1,050
Common Stock
3,000
Option (right to buy)
Exercise: $20.89From: 2003-12-31Exp: 2009-12-31→ Common Stock (480 underlying)
480
Option (right to buy)
Exercise: $20.90From: 2003-04-09Exp: 2009-05-21→ Common Stock (5,253 underlying)
5,253
Common Stock
1,394
Option (right to buy)
Exercise: $17.42From: 2003-01-15Exp: 2009-02-05→ Common Stock (6,517 underlying)
6,517
Option (right to buy)
Exercise: $30.21From: 2005-05-16Exp: 2011-05-16→ Common Stock (20,000 underlying)
20,000
Common Stock
(indirect: ESOP)
3,239.607

Footnotes (1)

[F1]Received in exchange for shares of Bank of Auburn Hills common stock in connection with the business combination between Capitol Bancorp Limited and Bank of Auburn Hills. The transaction is exempt pursuant to Rule 16b-3(d) of the Securities Exchange Act, as amended.

Documents

1 file