CAPITOL BANCORP LTD 4

4 · CAPITOL BANCORP LTD · Filed Jan 2, 2004

Form 4

Period: 2003-12-31

Director of Accounting

Transactions

Holdings

Option (right to buy)
Exercise: $11.00From: 2003-12-31Exp: 2007-07-01→ Common Stock (770 underlying)
770
Common Stock
(indirect: ESOP)
5,369.668
Common Stock
6,177.799
Common Stock
(indirect: Custodian for Nephews)
260.385
Common Stock
(indirect: By 401(k))
663.984
Common Stock
(indirect: Custodian for Niece)
86.926
Options
Exercise: $20.89From: 2003-12-31Exp: 2009-12-31→ Common Stock (159 underlying)
159
Common Stock
9,441.605

Footnotes (4)

[F1]Received in exchange for shares of the common stock of Arrowhead Community Bank in connection with the business combination between Capitol Bancorp Ltd. and Arrowhead Community Bank. The transaction is exempt pursuant to Rule 16b-3(d) of the Securities Exchange Act, as amended.
[F2]Received in exchange for shares of the common stock of Yuma Community Bank in connection with the business combination between Capitol Bancorp Ltd. and Yuma Community Bank. The transaction is exempt pursuant to Rule 16b-3(d) of the Securities Exchange Act, as amended.
[F3]Received in exchange for shares of the common stock of Goshen Community Bank in connection with the business combination between Capitol Bancorp Ltd. and Goshen Community Bank. The transaction is exempt pursuant to Rule 16b-3(d) of the Securities Exchange Act, as amended.
[F4]Received in exchange for shares of the common stock of Sunrise Bank of Albuquerque in connection with the business combination between Capitol Bancorp Ltd. and Sunrise Bank of Albuquerque. The transaction is exempt pursuant to Rule 16b-3(d) of the Securities Exchange Act, as amended.

Documents

1 file