KENNEDY JOHN P 4
4 · JOHNSON CONTROLS INC · Filed Nov 20, 2003
Insider Transaction Report
Form 4
KENNEDY JOHN P
Exec VP & Pres Controls Gp
Transactions
- Award
Stock Option
2003-11-19$105.10/sh+40,000$4,204,000→ 40,000 totalExercise: $105.10From: 2005-11-19Exp: 2013-11-19→ Common Stock (40,000 underlying)
Holdings
- 22,101.3
Phantom Stock Units/ LTPP
→ Common Stock (22,101.3 underlying) - 1,597
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (1,597 underlying) - 1,228.666(indirect: By Trust)
Preferred Stock Series D
- 10,298.15
Phanton Stock Units/ Restricted Stock Grant
→ Common Stock (10,298.15 underlying) - 1,828.574(indirect: By Trust)
Common Stock
- 1,842
Phantom Stock Units/Excess Benefit Plan-Preferred
→ Preferred Stock Series D (1,842 underlying)
Footnotes (11)
- [F1]Includes 3.574 shares acquired through the reinvestment of dividends on 9/30/2003 at a price of $94.60 per share.
- [F10]Includes 39.04 phantom stock units acquired through the reinvestment of dividends on 9/30/2003 at a price of $94.60 per unit.
- [F11]The options become exercisable two years after the grant date in 50% increments on 11/19/2005 and 11/19/2006.
- [F2]Includes 6.666 shares acquired through the reinvestment of dividends on 9/30/2003 at a prices of $189.20 per share.
- [F3]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F4]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]Includes 7 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of 94.60 per phantom unit.
- [F6]Includes 6 phantom stock units acquired through the reinvestment of dividends on September 30, 2003 at a price of $189.20 per phantom unit.
- [F7]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F8]Includes 83.79 phantom stock units acquired through the reinvestment of dividends on 9/30/2003 at a price of $94.60 per unit.
- [F9]The phantom stock units were accrued under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.