4//SEC Filing
KENNEDY JOHN P 4
Accession 0001206283-06-000001
CIK 0000053669other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 8:21 PM ET
Size
19.9 KB
Accession
0001206283-06-000001
Insider Transaction Report
Form 4
KENNEDY JOHN P
Exec VP & Pres Controls Gp
Transactions
- Award
Common Stock
2006-01-03$74.10/sh+15,000$1,111,500→ 15,000 total
Holdings
- 45,846.201
Phantom Stock Units/ LTPP
→ Common Stock (45,846.201 underlying) - 9,207.369(indirect: By Trust)
Common Stock
- 74,000
Stock Option
Exercise: $40.30From: 2004-11-20Exp: 2012-11-20→ Common Stock (74,000 underlying) - 80,000
Stock Option
Exercise: $52.55From: 2005-11-19Exp: 2013-11-19→ Common Stock (80,000 underlying) - 50,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (50,000 underlying) - 46,158.017
Phanton Stock Units/ Restricted Stock Grant
→ Common Stock (46,158.017 underlying) - 100,000
Stock Option
Exercise: $61.69From: 2006-11-17Exp: 2014-11-17→ Common Stock (100,000 underlying) - 60,000
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (60,000 underlying) - 12,835.889
Phantom Stock Units/Excess Benefit Plan-Common
→ Common Stock (12,835.889 underlying)
Footnotes (10)
- [F1]Award of a restricted stock grant. Fifty percent is released from restriction in two years and 50% in four years.
- [F10]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
- [F2]The number of underlying securities is based on the stock fund balance on January 4, 2006. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an January 4, 2006 stock fund price of $75.17 per share.
- [F3]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F4]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]Includes 48.32 phantom stock units acquired through the reinvestment of dividends on January 3, 2006, at a price of $74.10 per phantom unit.
- [F6]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F7]Includes 172.586 phantom stock units acquired through the reinvestment of dividends on January 3, 2006, at a price of $74.10 per phantom unit.
- [F8]The phantom stock units were accrued under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F9]Includes 173.759 phantom stock units acquired through the reinvestment of dividends on January 3, 2006, at a price of $74.10 per phantom unit.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001206283
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 8:21 PM ET
- Size
- 19.9 KB