VERARDI FRANK 4
4 · UNIFY CORP · Filed May 7, 2009
Insider Transaction Report
Form 4
UNIFY CORPUNFY
VERARDI FRANK
General Manager, DDP
Transactions
- Award
Stock Option
2009-05-05$2.60/sh+22,500$58,500→ 22,500 totalExercise: $2.60Exp: 2019-05-05→ Common Stock (22,500 underlying) - Award
Stock Option
2009-05-05$2.60/sh+7,500$19,500→ 7,500 totalExercise: $2.60Exp: 2019-05-05→ Common Stock (7,500 underlying)
Holdings
- 40,000
Stock Option
Exercise: $1.25Exp: 2011-09-26→ Common Stock (40,000 underlying) - 75,000
Stock Option
Exercise: $0.55Exp: 2012-05-09→ Common Stock (75,000 underlying) - 20,000
Stock Option
Exercise: $2.30Exp: 2015-02-02→ Common Stock (20,000 underlying) - 12,000
Stock Option
Exercise: $6.40Exp: 2018-05-02→ Common Stock (12,000 underlying) - 10,000
Stock Option
Exercise: $8.90Exp: 2007-02-07→ Common Stock (10,000 underlying) - 10,000
Stock Option
Exercise: $25.80Exp: 2009-08-03→ Common Stock (10,000 underlying) - 50,000
Stock Option
Exercise: $1.30Exp: 2011-11-16→ Common Stock (50,000 underlying)
Footnotes (9)
- [F1]Option granted 2/7/97 (#2954), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F2]Option granted 8/3/99 (#3240), pursuant to the 1991 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F3]Option granted 9/26/01 (#3496), pursuant to the 2001 Stock Option Plan and vests as to one fourth of the subject shares one year from the grant date and an additional one forty-eighth of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F4]Option granted 11/16/01 (#3506), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F5]Option granted 05/09/02 (#3534), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F6]Non-Plan Option granted 02/02/2005 (#3684) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested and expires 02/2015.
- [F7]Option granted 05/02/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F8]Option granted 05/05/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
- [F9]Option granted 5/5/09 pursuant to the 2001 Stock Option Plan and vests over two year period if several financial performance goals are achieved.